Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LEE, KWAI FUN

Chinese Name of Relevant Individual

李桂芬

HKMA Registration Number

AA1602

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CHINA CITIC BANK INTERNATIONAL LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

15 Jan 2021 - 19 Jun 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CHINA CITIC BANK INTERNATIONAL LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

15 Jan 2021 - 19 Jun 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Sep 2019 - 13 Dec 2020

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Sep 2019 - 13 Dec 2020

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 13 Dec 2020

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 13 Dec 2020

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

03 Sep 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

03 Sep 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 28 Aug 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 28 Aug 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

LEE, KWAI FUN

:

Chinese Name of Relevant Individual

李桂芬

:

HKMA Registration Number

AA1602

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1602

CHINA CITIC BANK INTERNATIONAL LIMITED

Type 1: dealing in securities

15 Jan 2021 - 19 Jun 2023

No

AA1602

CHINA CITIC BANK INTERNATIONAL LIMITED

Type 4: advising on securities

15 Jan 2021 - 19 Jun 2023

No

AA1602

CITIBANK, N.A.

Type 1: dealing in securities

01 Sep 2019 - 13 Dec 2020

No

AA1602

CITIBANK, N.A.

Type 4: advising on securities

01 Sep 2019 - 13 Dec 2020

No

AA1602

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 13 Dec 2020

No

AA1602

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 13 Dec 2020

No

AA1602

CITIBANK, N.A.

Type 1: dealing in securities

03 Sep 2003 - 06 Jul 2005

No

AA1602

CITIBANK, N.A.

Type 4: advising on securities

03 Sep 2003 - 06 Jul 2005

No

AA1602

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 28 Aug 2003

No

AA1602

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 28 Aug 2003

No