Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KWAI FUN
Chinese Name of Relevant Individual
李桂芬
HKMA Registration Number
AA1602
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2021 - 19 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2021 - 19 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 13 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 13 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 13 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 13 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KWAI FUN
:
Chinese Name of Relevant Individual
李桂芬
:
HKMA Registration Number
AA1602
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1602
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Jan 2021 - 19 Jun 2023
No
AA1602
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
15 Jan 2021 - 19 Jun 2023
No
AA1602
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 13 Dec 2020
No
AA1602
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 13 Dec 2020
No
AA1602
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 13 Dec 2020
No
AA1602
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 13 Dec 2020
No
AA1602
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2003 - 06 Jul 2005
No
AA1602
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2003 - 06 Jul 2005
No
AA1602
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 28 Aug 2003
No
AA1602
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 28 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
