Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHUI KI
Chinese Name of Relevant Individual
李翠琦
HKMA Registration Number
AA1607
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2005 - 19 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2005 - 19 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2004 - 08 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2003 - 14 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Apr 2003 - 14 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 10 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 10 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHUI KI
:
Chinese Name of Relevant Individual
李翠琦
:
HKMA Registration Number
AA1607
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1607
CREDIT SUISSE AG
Type 1: dealing in securities
10 Mar 2005 - 19 Jun 2017
No
AA1607
CREDIT SUISSE AG
Type 4: advising on securities
10 Mar 2005 - 19 Jun 2017
No
AA1607
UBS AG
Type 1: dealing in securities
23 Jul 2004 - 08 Mar 2005
No
AA1607
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
24 Apr 2003 - 14 May 2004
No
AA1607
CITIC KA WAH BANK LIMITED
Type 7: providing automated trading services
24 Apr 2003 - 14 May 2004
No
AA1607
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 10 Apr 2003
No
AA1607
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 10 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.