Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, CHI YUEN
Chinese Name of Relevant Individual

李志源
HKMA Registration Number
AA1608
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Dec 2005
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Jan 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, CHI YUEN
:
Chinese Name of Relevant Individual
李志源
:
HKMA Registration Number
AA1608
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
03 Dec 2005
No
WM CA DESK HEAD
UBS AG
Type 4: advising on securities
09 Jan 2014
No
WM CA DESK HEAD