Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, AH MAN
Chinese Name of Relevant Individual
李雅文
HKMA Registration Number
AA1609
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2016 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2016 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, AH MAN
:
Chinese Name of Relevant Individual
李雅文
:
HKMA Registration Number
AA1609
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1609
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 31 Dec 2019
No
AA1609
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 31 Dec 2019
No
AA1609
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2016 - 31 Dec 2019
No
AA1609
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2016 - 31 Dec 2019
No
AA1609
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.