Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, SAU FONG
Chinese Name of Relevant Individual
劉秀芳
HKMA Registration Number
AA1616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2005 - 31 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2005 - 31 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2005 - 23 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 23 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, SAU FONG
:
Chinese Name of Relevant Individual
劉秀芳
:
HKMA Registration Number
AA1616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1616
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jul 2005 - 31 Jan 2025
No
AA1616
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jul 2005 - 31 Jan 2025
No
AA1616
CITIBANK, N.A.
Type 4: advising on securities
22 Jan 2005 - 23 Jun 2005
No
AA1616
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 23 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.