Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, NGA KWAN BETTY
Chinese Name of Relevant Individual

劉雅君
HKMA Registration Number
AA1619
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, NGA KWAN BETTY
:
Chinese Name of Relevant Individual
劉雅君
:
HKMA Registration Number
AA1619
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
05 Feb 2021
No
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
05 Feb 2021
No
STAFF OF CLIENT RELATIONSHIP MANAGEMENT