Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, LAI PING
Chinese Name of Relevant Individual
劉麗萍
HKMA Registration Number
AA1622
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2006 - 31 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
20 Apr 2006 - 31 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2005 - 27 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2005 - 27 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2005 - 26 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2005 - 26 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 22 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, LAI PING
:
Chinese Name of Relevant Individual
劉麗萍
:
HKMA Registration Number
AA1622
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1622
ABN AMRO BANK N.V.
Type 1: dealing in securities
20 Apr 2006 - 31 Oct 2006
No
AA1622
ABN AMRO BANK N.V.
Type 9: asset management
20 Apr 2006 - 31 Oct 2006
No
AA1622
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
24 Jan 2005 - 27 Jun 2005
No
AA1622
BNP PARIBAS PRIVATE BANK
Type 4: advising on securities
24 Jan 2005 - 27 Jun 2005
No
AA1622
BNP PARIBAS
Type 1: dealing in securities
24 Jan 2005 - 26 Jun 2005
No
AA1622
BNP PARIBAS
Type 4: advising on securities
24 Jan 2005 - 26 Jun 2005
No
AA1622
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 22 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.