Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LAU, CHUN SING

Chinese Name of Relevant Individual

劉振昇

HKMA Registration Number

AA1624

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK JULIUS BAER & CO. LTD.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Nov 2018 - 31 Mar 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK JULIUS BAER & CO. LTD.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Nov 2018 - 31 Mar 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE AG

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Sep 2017 - 10 Aug 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE AG

Regulated Activity

Type 4: advising on securities

Effective Period

20 Sep 2017 - 10 Aug 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

31 Dec 2013 - 26 May 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

26 Feb 2013 - 26 May 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 05 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 05 Jul 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

LAU, CHUN SING

:

Chinese Name of Relevant Individual

劉振昇

:

HKMA Registration Number

AA1624

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1624

BANK JULIUS BAER & CO. LTD.

Type 1: dealing in securities

01 Nov 2018 - 31 Mar 2021

No

AA1624

BANK JULIUS BAER & CO. LTD.

Type 4: advising on securities

01 Nov 2018 - 31 Mar 2021

No

AA1624

CREDIT SUISSE AG

Type 1: dealing in securities

20 Sep 2017 - 10 Aug 2018

No

AA1624

CREDIT SUISSE AG

Type 4: advising on securities

20 Sep 2017 - 10 Aug 2018

No

AA1624

UBS AG

Type 4: advising on securities

31 Dec 2013 - 26 May 2017

No

AA1624

UBS AG

Type 1: dealing in securities

26 Feb 2013 - 26 May 2017

No

AA1624

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 06 Jul 2005

No

AA1624

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 06 Jul 2005

No

AA1624

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 05 Jul 2005

No

AA1624

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 05 Jul 2005

No