Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, WING TAI PETER
Chinese Name of Relevant Individual
黎永泰
HKMA Registration Number
AA1646
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2012 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2012 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 14 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 14 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 14 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Aug 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, WING TAI PETER
:
Chinese Name of Relevant Individual
黎永泰
:
HKMA Registration Number
AA1646
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1646
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
30 Oct 2012 - 29 Feb 2024
No
AA1646
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
30 Oct 2012 - 29 Feb 2024
No
AA1646
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 14 Aug 2008
No
AA1646
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 14 Aug 2008
No
AA1646
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 14 Aug 2008
No
AA1646
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Aug 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.