Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, LINDA SHOWE LIN
Chinese Name of Relevant Individual
黎少蓮
HKMA Registration Number
AA1649
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BDO UNIBANK, INC.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2023 - 15 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2016 - 18 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2014 - 06 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2003 - 06 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 07 Sep 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, LINDA SHOWE LIN
:
Chinese Name of Relevant Individual
黎少蓮
:
HKMA Registration Number
AA1649
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1649
BDO UNIBANK, INC.
Type 1: dealing in securities
30 Dec 2023 - 15 Oct 2024
No
AA1649
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
16 Sep 2016 - 18 Sep 2018
No
AA1649
UBS AG
Type 4: advising on securities
15 Jan 2014 - 06 May 2015
No
AA1649
UBS AG
Type 1: dealing in securities
27 Sep 2003 - 06 May 2015
No
AA1649
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 07 Sep 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.