Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, YEE HAN PRUDENCE
Chinese Name of Relevant Individual
鄺綺嫺
HKMA Registration Number
AA1653
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2014 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2014 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2006 - 16 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2006 - 16 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 13 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 13 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, YEE HAN PRUDENCE
:
Chinese Name of Relevant Individual
鄺綺嫺
:
HKMA Registration Number
AA1653
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1653
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jun 2014 - 18 Jul 2021
No
AA1653
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jun 2014 - 18 Jul 2021
No
AA1653
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2006 - 16 Apr 2014
No
AA1653
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2006 - 16 Apr 2014
No
AA1653
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 13 Mar 2006
No
AA1653
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 13 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.