Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
KWOK, DIK HIN
Chinese Name of Relevant Individual

郭廸軒
HKMA Registration Number
AA1660
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Mar 2010
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Dec 2013
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, DIK HIN
:
Chinese Name of Relevant Individual
郭廸軒
:
HKMA Registration Number
AA1660
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
17 Mar 2010
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
17 Dec 2013
No
CLIENT ADVISOR WM