Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, YUEN YI
Chinese Name of Relevant Individual
關苑儀
HKMA Registration Number
AA1662
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2021 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2021 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2021 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2021 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 31 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 31 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2007 - 31 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2007 - 31 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 19 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 19 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, YUEN YI
:
Chinese Name of Relevant Individual
關苑儀
:
HKMA Registration Number
AA1662
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1662
CITIBANK, N.A.
Type 1: dealing in securities
16 Jun 2021 - 30 Jul 2021
No
AA1662
CITIBANK, N.A.
Type 4: advising on securities
16 Jun 2021 - 30 Jul 2021
No
AA1662
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Jun 2021 - 30 Jul 2021
No
AA1662
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
16 Jun 2021 - 30 Jul 2021
No
AA1662
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 31 May 2021
No
AA1662
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 31 May 2021
No
AA1662
CITIBANK, N.A.
Type 1: dealing in securities
17 Jul 2007 - 31 May 2021
No
AA1662
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Mar 2007 - 31 May 2021
No
AA1662
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 19 Mar 2007
No
AA1662
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 19 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.