Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

KWAN, PUI CHEE

Chinese Name of Relevant Individual

關佩姿

HKMA Registration Number

AA1664

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Jul 2006 - 04 Nov 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE

Regulated Activity

Type 4: advising on securities

Effective Period

14 Jul 2006 - 04 Nov 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE

Regulated Activity

Type 1: dealing in securities

Effective Period

25 Jan 2006 - 21 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE

Regulated Activity

Type 4: advising on securities

Effective Period

25 Jan 2006 - 21 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

28 Jun 2004 - 02 Dec 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 4: advising on securities

Effective Period

28 Jun 2004 - 02 Dec 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

03 Sep 2003 - 23 Dec 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

03 Sep 2003 - 23 Dec 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 28 Aug 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 28 Aug 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

KWAN, PUI CHEE

:

Chinese Name of Relevant Individual

關佩姿

:

HKMA Registration Number

AA1664

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1664

CREDIT SUISSE

Type 1: dealing in securities

14 Jul 2006 - 04 Nov 2009

No

AA1664

CREDIT SUISSE

Type 4: advising on securities

14 Jul 2006 - 04 Nov 2009

No

AA1664

CREDIT SUISSE

Type 1: dealing in securities

25 Jan 2006 - 21 Apr 2006

No

AA1664

CREDIT SUISSE

Type 4: advising on securities

25 Jan 2006 - 21 Apr 2006

No

AA1664

HSBC PRIVATE BANK (SUISSE) SA

Type 1: dealing in securities

28 Jun 2004 - 02 Dec 2005

No

AA1664

HSBC PRIVATE BANK (SUISSE) SA

Type 4: advising on securities

28 Jun 2004 - 02 Dec 2005

No

AA1664

CITIBANK, N.A.

Type 1: dealing in securities

03 Sep 2003 - 23 Dec 2003

No

AA1664

CITIBANK, N.A.

Type 4: advising on securities

03 Sep 2003 - 23 Dec 2003

No

AA1664

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 28 Aug 2003

No

AA1664

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 28 Aug 2003

No