Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUM, KIT HAN
Chinese Name of Relevant Individual
甘潔嫻
HKMA Registration Number
AA1665
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2015 - 27 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2015 - 27 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2013 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2013 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2010 - 11 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2010 - 11 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Sep 2010 - 11 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2009 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2009 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 03 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 03 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2005 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2005 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2004 - 21 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2004 - 21 Dec 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUM, KIT HAN
:
Chinese Name of Relevant Individual
甘潔嫻
:
HKMA Registration Number
AA1665
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1665
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 May 2015 - 27 Dec 2015
No
AA1665
CHONG HING BANK LIMITED
Type 4: advising on securities
13 May 2015 - 27 Dec 2015
No
AA1665
WING LUNG BANK LIMITED
Type 1: dealing in securities
29 Nov 2013 - 24 Feb 2014
No
AA1665
WING LUNG BANK LIMITED
Type 4: advising on securities
29 Nov 2013 - 24 Feb 2014
No
AA1665
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Sep 2010 - 11 Nov 2013
No
AA1665
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Sep 2010 - 11 Nov 2013
No
AA1665
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Sep 2010 - 11 Nov 2013
No
AA1665
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Jan 2009 - 05 Jul 2010
No
AA1665
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Jan 2009 - 05 Jul 2010
No
AA1665
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 03 Dec 2008
No
AA1665
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 03 Dec 2008
No
AA1665
CITIBANK, N.A.
Type 1: dealing in securities
11 Jan 2005 - 06 Jul 2005
No
AA1665
CITIBANK, N.A.
Type 4: advising on securities
11 Jan 2005 - 06 Jul 2005
No
AA1665
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Dec 2004 - 21 Dec 2004
No
AA1665
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Dec 2004 - 21 Dec 2004
No
AA1665
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
28 Jul 2004 - 14 Dec 2004
No
AA1665
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 08 Jul 2004
No
AA1665
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 08 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.