Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOU, BETTY
Chinese Name of Relevant Individual
高瑗如
HKMA Registration Number
AA1666
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2013 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2013 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 03 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOU, BETTY
:
Chinese Name of Relevant Individual
高瑗如
:
HKMA Registration Number
AA1666
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1666
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
08 Jul 2013 - 16 Jun 2017
No
AA1666
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
08 Jul 2013 - 16 Jun 2017
No
AA1666
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 03 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.