Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOON, WAI CHI TERESA
Chinese Name of Relevant Individual
灌煒芝
HKMA Registration Number
AA1667
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2005 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2004 - 22 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 14 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOON, WAI CHI TERESA
:
Chinese Name of Relevant Individual
灌煒芝
:
HKMA Registration Number
AA1667
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1667
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
26 Oct 2005 - 30 Jun 2009
No
AA1667
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
22 Oct 2004 - 22 Oct 2005
No
AA1667
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Oct 2004
No
AA1667
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 14 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.