Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
KOO, SIU KWAN
Chinese Name of Relevant Individual

高小昆
HKMA Registration Number
AA1668
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jul 2005
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION MANAGER
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 2005
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KOO, SIU KWAN
:
Chinese Name of Relevant Individual
高小昆
:
HKMA Registration Number
AA1668
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005
No
BRANCH OPERATION MANAGER
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005
No
BRANCH OPERATION MANAGER
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019
No
BRANCH OPERATIONS MANAGER
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019
No
BRANCH OPERATIONS MANAGER