Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, JODDY
Chinese Name of Relevant Individual
江心言
HKMA Registration Number
AA1669
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2013 - 03 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2013 - 03 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2012 - 29 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2009 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2009 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2007 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2007 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
19 May 2007 - 31 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 03 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 03 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, JODDY
:
Chinese Name of Relevant Individual
江心言
:
HKMA Registration Number
AA1669
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1669
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
17 Dec 2013 - 03 Jun 2025
No
AA1669
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
17 Dec 2013 - 03 Jun 2025
No
AA1669
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
01 Dec 2012 - 29 Nov 2013
No
AA1669
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
02 Apr 2009 - 17 Aug 2012
No
AA1669
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
02 Apr 2009 - 17 Aug 2012
No
AA1669
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2007 - 31 Mar 2009
No
AA1669
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2007 - 31 Mar 2009
No
AA1669
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
19 May 2007 - 31 Mar 2009
No
AA1669
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 03 Jul 2003
No
AA1669
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 03 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.