Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, PAK HUNG
Chinese Name of Relevant Individual
高伯熊
HKMA Registration Number
AA1674
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2013 - 17 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2013 - 17 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2004 - 31 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2004 - 31 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2006 - 07 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2006 - 07 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2004 - 02 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2004 - 02 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2003 - 06 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 May 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, PAK HUNG
:
Chinese Name of Relevant Individual
高伯熊
:
HKMA Registration Number
AA1674
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1674
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Feb 2013 - 17 Mar 2014
No
AA1674
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Feb 2013 - 17 Mar 2014
No
AA1674
CITIBANK, N.A.
Type 1: dealing in securities
06 Nov 2004 - 31 Oct 2012
No
AA1674
CITIBANK, N.A.
Type 4: advising on securities
06 Nov 2004 - 31 Oct 2012
No
AA1674
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
30 May 2006 - 07 Aug 2007
No
AA1674
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
30 May 2006 - 07 Aug 2007
No
AA1674
CITIBANK, N.A.
Type 1: dealing in securities
31 Oct 2004 - 02 Nov 2004
No
AA1674
CITIBANK, N.A.
Type 4: advising on securities
31 Oct 2004 - 02 Nov 2004
No
AA1674
CITIBANK, N.A.
Type 1: dealing in securities
06 Jun 2003 - 06 Sep 2004
No
AA1674
CITIBANK, N.A.
Type 4: advising on securities
06 Jun 2003 - 28 Aug 2003
No
AA1674
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 01 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.