Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, WING SHEUNG WINNIE
Chinese Name of Relevant Individual
何詠嫦
HKMA Registration Number
AA1690
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Sep 2008
Is an Executive Officer? (Yes / No)
No
Capacity
AREA MANAGER
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
AREA MANAGER
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
09 Sep 2008
Is an Executive Officer? (Yes / No)
No
Capacity
AREA MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 09 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2006 - 02 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2006 - 02 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2004 - 17 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2004 - 13 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 15 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, WING SHEUNG WINNIE
:
Chinese Name of Relevant Individual
何詠嫦
:
HKMA Registration Number
AA1690
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Sep 2008
No
AREA MANAGER
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jun 2015
No
AREA MANAGER
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Sep 2008
No
AREA MANAGER
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1690
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 05 Nov 2008
No
AA1690
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 09 Sep 2008
No
AA1690
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 09 Sep 2008
No
AA1690
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jul 2006 - 02 Jul 2008
No
AA1690
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jul 2006 - 02 Jul 2008
No
AA1690
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
17 Sep 2004 - 17 Nov 2005
No
AA1690
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
12 Aug 2004 - 13 Sep 2004
No
AA1690
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 15 Aug 2004
No
AA1690
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 15 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.