Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, PUI SZE TAMMY
Chinese Name of Relevant Individual
何佩詩
HKMA Registration Number
AA1694
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2007 - 22 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2006 - 25 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2006 - 25 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2005 - 13 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 May 2005 - 13 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 03 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2003 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, PUI SZE TAMMY
:
Chinese Name of Relevant Individual
何佩詩
:
HKMA Registration Number
AA1694
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1694
UBS AG
Type 1: dealing in securities
07 Aug 2007 - 22 Feb 2022
No
AA1694
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Jan 2006 - 25 Jul 2007
No
AA1694
BARCLAYS BANK PLC
Type 4: advising on securities
20 Jan 2006 - 25 Jul 2007
No
AA1694
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 May 2005 - 13 Jan 2006
No
AA1694
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 May 2005 - 13 Jan 2006
No
AA1694
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 03 Apr 2005
No
AA1694
STANDARD CHARTERED BANK
Type 1: dealing in securities
09 Jul 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.