Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAMMER, EMMANUEL THIERRY
Chinese Name of Relevant Individual
HKMA Registration Number
AA1706
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2010 - 08 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2010 - 08 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2007 - 08 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2007 - 08 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 09 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAMMER, EMMANUEL THIERRY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA1706
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1706
CREDIT SUISSE AG
Type 1: dealing in securities
27 Jan 2010 - 08 Apr 2013
No
AA1706
CREDIT SUISSE AG
Type 4: advising on securities
27 Jan 2010 - 08 Apr 2013
No
AA1706
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
06 Mar 2007 - 08 Oct 2009
No
AA1706
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
06 Mar 2007 - 08 Oct 2009
No
AA1706
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
01 Mar 2007
No
AA1706
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
01 Mar 2007
No
AA1706
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 09 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.