Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, TING HANG BATON
Chinese Name of Relevant Individual
馮定鏗
HKMA Registration Number
AA1709
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2009 - 21 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2009 - 21 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2009 - 07 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2005 - 07 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
08 Aug 2005 - 07 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 28 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 28 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2003 - 09 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 14 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, TING HANG BATON
:
Chinese Name of Relevant Individual
馮定鏗
:
HKMA Registration Number
AA1709
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1709
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
09 Sep 2009 - 21 Feb 2010
No
AA1709
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
09 Sep 2009 - 21 Feb 2010
No
AA1709
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Feb 2009 - 07 Apr 2009
No
AA1709
ABN AMRO BANK N.V.
Type 1: dealing in securities
08 Aug 2005 - 07 Apr 2009
No
AA1709
ABN AMRO BANK N.V.
Type 9: asset management
08 Aug 2005 - 07 Apr 2009
No
AA1709
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 28 Jul 2005
No
AA1709
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 28 Jul 2005
No
AA1709
CITIBANK, N.A.
Type 1: dealing in securities
13 Oct 2003 - 06 Jul 2005
No
AA1709
CITIBANK, N.A.
Type 4: advising on securities
13 Oct 2003 - 06 Jul 2005
No
AA1709
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Aug 2003 - 09 Oct 2003
No
AA1709
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Aug 2003
No
AA1709
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 14 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.