Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, CHING YEE JENNY
Chinese Name of Relevant Individual
霍靖怡
HKMA Registration Number
AA1720
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
08 Sep 2014 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
08 Sep 2014 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2013 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2013 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2011 - 08 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2008 - 12 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2008 - 29 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2004 - 29 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2004 - 29 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jun 2004 - 06 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2004 - 06 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2004 - 06 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Mar 2004 - 06 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, CHING YEE JENNY
:
Chinese Name of Relevant Individual
霍靖怡
:
HKMA Registration Number
AA1720
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
11 Sep 2015
No
ASSOCIATE DIRECTOR
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
11 Sep 2015
No
ASSOCIATE DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1720
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 11 Sep 2015
No
AA1720
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 11 Sep 2015
No
AA1720
LGT BANK AG
Type 2: dealing in futures contracts
08 Sep 2014 - 25 Jun 2015
No
AA1720
LGT BANK AG
Type 5: advising on futures contracts
08 Sep 2014 - 25 Jun 2015
No
AA1720
LGT BANK AG
Type 1: dealing in securities
12 Dec 2013 - 25 Jun 2015
No
AA1720
LGT BANK AG
Type 4: advising on securities
12 Dec 2013 - 25 Jun 2015
No
AA1720
UBS AG
Type 1: dealing in securities
07 Jan 2011 - 08 Dec 2013
No
AA1720
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
21 Aug 2008 - 12 Dec 2010
No
AA1720
ING BANK N.V.
Type 1: dealing in securities
01 Aug 2008 - 29 Jan 2010
No
AA1720
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
24 Jun 2004 - 29 Sep 2005
No
AA1720
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
24 Jun 2004 - 29 Sep 2005
No
AA1720
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
24 Jun 2004 - 06 Mar 2005
No
AA1720
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Mar 2004 - 06 Jul 2004
No
AA1720
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Mar 2004 - 06 Jul 2004
No
AA1720
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
17 Mar 2004 - 06 Jul 2004
No
AA1720
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Mar 2004
No
AA1720
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 14 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.