Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, CHUI WAH PAVAN
Chinese Name of Relevant Individual
鍾翠華
HKMA Registration Number
AA1729
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2010 - 09 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2009 - 15 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2009 - 15 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Oct 2009 - 15 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 15 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 15 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 15 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Aug 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, CHUI WAH PAVAN
:
Chinese Name of Relevant Individual
鍾翠華
:
HKMA Registration Number
AA1729
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1729
UBS AG
Type 1: dealing in securities
17 Apr 2010 - 09 Oct 2012
No
AA1729
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Oct 2009 - 15 Mar 2010
No
AA1729
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Oct 2009 - 15 Mar 2010
No
AA1729
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Oct 2009 - 15 Mar 2010
No
AA1729
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 15 Aug 2008
No
AA1729
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 15 Aug 2008
No
AA1729
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 15 Aug 2008
No
AA1729
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 15 Aug 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.