Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, LAI WAN
Chinese Name of Relevant Individual
朱麗雲
HKMA Registration Number
AA1739
Other HKMA Registration Number(s)
AE9616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2011 - 16 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2011 - 16 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2011 - 23 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2011 - 23 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2011 - 23 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2011 - 23 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2011 - 23 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2011 - 23 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2011 - 09 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2011 - 09 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2011 - 17 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 40
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, LAI WAN
:
Chinese Name of Relevant Individual
朱麗雲
:
HKMA Registration Number
AA1739
:
Other HKMA Registration Number(s)
AE9616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1739
CITIBANK, N.A.
Type 1: dealing in securities
05 Jan 2012 - 24 Mar 2023
No
AA1739
CITIBANK, N.A.
Type 4: advising on securities
05 Jan 2012 - 24 Mar 2023
No
AA1739
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jan 2012 - 24 Mar 2023
No
AA1739
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jan 2012 - 24 Mar 2023
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
13 Dec 2011 - 16 Dec 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
13 Dec 2011 - 16 Dec 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
17 Nov 2011 - 23 Nov 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
17 Nov 2011 - 23 Nov 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
15 Oct 2011 - 23 Oct 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
15 Oct 2011 - 23 Oct 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
21 Sep 2011 - 23 Sep 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
21 Sep 2011 - 23 Sep 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
07 Sep 2011 - 09 Sep 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
07 Sep 2011 - 09 Sep 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
13 Aug 2011 - 17 Aug 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
13 Aug 2011 - 17 Aug 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
11 Jul 2011 - 12 Jul 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
11 Jul 2011 - 12 Jul 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
29 Jun 2011 - 03 Jul 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
29 Jun 2011 - 03 Jul 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
30 May 2011 - 31 May 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
30 May 2011 - 31 May 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
19 May 2011 - 21 May 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
19 May 2011 - 21 May 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
04 May 2011 - 06 May 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
04 May 2011 - 06 May 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
20 Apr 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
20 Apr 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
08 Apr 2011 - 13 Apr 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
08 Apr 2011 - 13 Apr 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
11 Mar 2011 - 17 Mar 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
11 Mar 2011 - 17 Mar 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
10 Feb 2011 - 18 Feb 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
10 Feb 2011 - 18 Feb 2011
No
AE9616
CITIBANK, N.A.
Type 1: dealing in securities
14 Jan 2011 - 22 Jan 2011
No
AE9616
CITIBANK, N.A.
Type 4: advising on securities
14 Jan 2011 - 22 Jan 2011
No
AA1739
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 05 Sep 2010
No
AA1739
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 05 Sep 2010
No
AA1739
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 05 Sep 2010
No
AA1739
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 05 Sep 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.