Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KIN FUN JOHN
Chinese Name of Relevant Individual
朱建勳
HKMA Registration Number
AA1740
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2007 - 31 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2007 - 31 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2004 - 22 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2004 - 22 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KIN FUN JOHN
:
Chinese Name of Relevant Individual
朱建勳
:
HKMA Registration Number
AA1740
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1740
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Mar 2007 - 31 May 2011
No
AA1740
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Mar 2007 - 31 May 2011
No
AA1740
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
23 Mar 2004 - 22 Apr 2005
No
AA1740
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
23 Mar 2004 - 22 Apr 2005
No
AA1740
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.