Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHU, AGNES MAN YEE
Chinese Name of Relevant Individual

朱敏宜
HKMA Registration Number
AA1743
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHU, AGNES MAN YEE
:
Chinese Name of Relevant Individual
朱敏宜
:
HKMA Registration Number
AA1743
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
18 Feb 2017
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
18 Feb 2017
No
CLIENT ADVISOR WM