Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, WAI LING
Chinese Name of Relevant Individual
鄒惠玲
HKMA Registration Number
AA1745
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2021 - 23 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2021 - 23 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2018 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2018 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 23 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 23 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2011 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
06 Jan 2011 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2010 - 13 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2010 - 13 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2007 - 02 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, WAI LING
:
Chinese Name of Relevant Individual
鄒惠玲
:
HKMA Registration Number
AA1745
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1745
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Jul 2021 - 23 Mar 2022
No
AA1745
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Jul 2021 - 23 Mar 2022
No
AA1745
CREDIT SUISSE AG
Type 1: dealing in securities
15 Aug 2018 - 29 Jan 2021
No
AA1745
CREDIT SUISSE AG
Type 4: advising on securities
15 Aug 2018 - 29 Jan 2021
No
AA1745
BNP PARIBAS
Type 1: dealing in securities
20 Oct 2017 - 23 Feb 2018
No
AA1745
BNP PARIBAS
Type 4: advising on securities
20 Oct 2017 - 23 Feb 2018
No
AA1745
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 11 Jul 2017
No
AA1745
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 11 Jul 2017
No
AA1745
ABN AMRO BANK N.V.
Type 1: dealing in securities
06 Jan 2011 - 30 Apr 2017
No
AA1745
ABN AMRO BANK N.V.
Type 4: advising on securities
06 Jan 2011 - 30 Apr 2017
No
AA1745
ABN AMRO BANK N.V.
Type 9: asset management
06 Jan 2011 - 15 May 2014
No
AA1745
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Jul 2010 - 13 Dec 2010
No
AA1745
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Jul 2010 - 13 Dec 2010
No
AA1745
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Feb 2007 - 02 Mar 2010
No
AA1745
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 31 Jan 2007
No
AA1745
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 31 Jan 2007
No
AA1745
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 07 Jul 2005
No
AA1745
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.