Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, PING KAY ALAN
Chinese Name of Relevant Individual
鄒秉基
HKMA Registration Number
AA1749
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2007 - 13 Jul 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2007 - 13 Jul 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2004 - 03 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2004 - 03 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jul 2004 - 30 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 24 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, PING KAY ALAN
:
Chinese Name of Relevant Individual
鄒秉基
:
HKMA Registration Number
AA1749
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1749
CREDIT SUISSE
Type 1: dealing in securities
04 Oct 2007 - 13 Jul 2008
Yes
AA1749
CREDIT SUISSE
Type 4: advising on securities
04 Oct 2007 - 13 Jul 2008
Yes
AA1749
CREDIT SUISSE
Type 1: dealing in securities
14 Jul 2004 - 03 Oct 2007
No
AA1749
CREDIT SUISSE
Type 4: advising on securities
14 Jul 2004 - 03 Oct 2007
No
AA1749
CREDIT SUISSE
Type 7: providing automated trading services
14 Jul 2004 - 30 Dec 2004
No
AA1749
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 24 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.