Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, HON HOONG
Chinese Name of Relevant Individual
鍾漢雄
HKMA Registration Number
AA1755
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF TRADING & TREASURY ASIA AND CO-HEAD OF FINANCIAL STRATEGIES ADVISORY & INVESTMENT CONSULTING ASIA
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF TRADING & TREASURY ASIA AND CO-HEAD OF FINANCIAL STRATEGIES ADVISORY & INVESTMENT CONSULTING ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK J. SAFRA SARASIN AG
SFC CE number
AHX499
Business Address
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2020 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2020 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2013 - 04 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2013 - 04 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2010 - 14 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2010 - 14 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2004 - 24 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2004 - 24 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Dec 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, HON HOONG
:
Chinese Name of Relevant Individual
鍾漢雄
:
HKMA Registration Number
AA1755
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
23 Dec 2020
Yes
HEAD OF TRADING & TREASURY ASIA AND CO-HEAD OF FINANCIAL STRATEGIES ADVISORY & INVESTMENT CONSULTING ASIA
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
23 Dec 2020
Yes
HEAD OF TRADING & TREASURY ASIA AND CO-HEAD OF FINANCIAL STRATEGIES ADVISORY & INVESTMENT CONSULTING ASIA
Name of Registered Institution
SFC CE number
Business Address
BANK J. SAFRA SARASIN AG
AHX499
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1755
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 15 Apr 2021
Yes
AA1755
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 15 Apr 2021
Yes
AA1755
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
23 Dec 2020 - 14 Apr 2021
No
AA1755
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
23 Dec 2020 - 14 Apr 2021
No
AA1755
UBS AG
Type 4: advising on securities
25 Dec 2013 - 04 Nov 2020
No
AA1755
UBS AG
Type 1: dealing in securities
26 Mar 2013 - 04 Nov 2020
No
AA1755
CREDIT SUISSE AG
Type 1: dealing in securities
27 Jul 2010 - 14 Dec 2012
No
AA1755
CREDIT SUISSE AG
Type 4: advising on securities
27 Jul 2010 - 14 Dec 2012
No
AA1755
UBS AG
Type 1: dealing in securities
08 Dec 2004 - 24 Mar 2007
No
AA1755
UBS AG
Type 4: advising on securities
08 Dec 2004 - 24 Mar 2007
No
AA1755
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 02 Dec 2004
No
AA1755
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 02 Dec 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
