Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, MAN CHUN
Chinese Name of Relevant Individual
趙文俊
HKMA Registration Number
AA1768
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ADVISORY SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ADVISORY SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2020 - 04 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2020 - 04 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2019 - 07 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2019 - 07 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2011 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2011 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2011 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2011 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 06 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 06 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2004 - 15 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, MAN CHUN
:
Chinese Name of Relevant Individual
趙文俊
:
HKMA Registration Number
AA1768
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
05 Feb 2024
No
ADVISORY SPECIALIST
UBS AG
Type 4: advising on securities
05 Feb 2024
No
ADVISORY SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1768
UBS AG
Type 1: dealing in securities
Since 05 Feb 2024
No
AA1768
UBS AG
Type 4: advising on securities
Since 05 Feb 2024
No
AA1768
CREDIT SUISSE AG
Type 1: dealing in securities
23 Oct 2020 - 04 Feb 2024
No
AA1768
CREDIT SUISSE AG
Type 4: advising on securities
23 Oct 2020 - 04 Feb 2024
No
AA1768
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Jul 2019 - 07 Aug 2020
No
AA1768
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Jul 2019 - 07 Aug 2020
No
AA1768
CITIBANK, N.A.
Type 1: dealing in securities
02 Apr 2011 - 06 Jun 2019
No
AA1768
CITIBANK, N.A.
Type 4: advising on securities
02 Apr 2011 - 06 Jun 2019
No
AA1768
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Apr 2011 - 06 Jun 2019
No
AA1768
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
02 Apr 2011 - 06 Jun 2019
No
AA1768
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 06 Apr 2011
No
AA1768
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 06 Apr 2011
No
AA1768
CITIBANK, N.A.
Type 1: dealing in securities
29 Jun 2004 - 07 Jul 2005
No
AA1768
CITIBANK, N.A.
Type 4: advising on securities
29 Jun 2004 - 07 Jul 2005
No
AA1768
STANDARD CHARTERED BANK
Type 1: dealing in securities
11 Jun 2004 - 15 Jun 2004
No
AA1768
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 15 Apr 2004
No
AA1768
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 15 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.