Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIANG, HON FU
Chinese Name of Relevant Individual
張漢夫
HKMA Registration Number
AA1775
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2021 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2021 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2017 - 06 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2017 - 06 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2011 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2011 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
11 Jan 2011 - 09 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2005 - 08 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2005 - 08 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2005 - 03 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2005 - 03 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 31 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIANG, HON FU
:
Chinese Name of Relevant Individual
張漢夫
:
HKMA Registration Number
AA1775
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1775
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
06 Mar 2021 - 03 Dec 2021
No
AA1775
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
06 Mar 2021 - 03 Dec 2021
No
AA1775
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2017 - 06 Oct 2020
No
AA1775
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2017 - 06 Oct 2020
No
AA1775
UBS AG
Type 1: dealing in securities
11 Jan 2011 - 25 Sep 2015
No
AA1775
UBS AG
Type 4: advising on securities
11 Jan 2011 - 25 Sep 2015
No
AA1775
UBS AG
Type 9: asset management
11 Jan 2011 - 09 May 2012
No
AA1775
UBS AG
Type 1: dealing in securities
23 Jul 2005 - 08 Mar 2007
No
AA1775
UBS AG
Type 4: advising on securities
23 Jul 2005 - 08 Mar 2007
No
AA1775
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Apr 2005 - 03 Jul 2005
No
AA1775
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Apr 2005 - 03 Jul 2005
No
AA1775
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 31 Mar 2005
No
AA1775
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 31 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.