Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, WAN CHI
Chinese Name of Relevant Individual
張蘊芝
HKMA Registration Number
AA1778
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2014 - 09 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2014 - 09 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2011 - 31 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2010 - 02 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2010 - 02 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
20 Aug 2010 - 02 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2008 - 25 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2008 - 25 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Jul 2008 - 25 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
07 Jan 2006 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2005 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2005 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, WAN CHI
:
Chinese Name of Relevant Individual
張蘊芝
:
HKMA Registration Number
AA1778
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1778
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2014 - 09 Feb 2017
No
AA1778
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2014 - 09 Feb 2017
No
AA1778
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
01 Dec 2011 - 31 Dec 2013
No
AA1778
ABN AMRO BANK N.V.
Type 1: dealing in securities
20 Aug 2010 - 02 Feb 2011
No
AA1778
ABN AMRO BANK N.V.
Type 4: advising on securities
20 Aug 2010 - 02 Feb 2011
No
AA1778
ABN AMRO BANK N.V.
Type 9: asset management
20 Aug 2010 - 02 Feb 2011
No
AA1778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2008 - 25 Jul 2010
No
AA1778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2008 - 25 Jul 2010
No
AA1778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
01 Jul 2008 - 25 Jul 2010
No
AA1778
AMERICAN EXPRESS BANK LIMITED
Type 9: asset management
07 Jan 2006 - 12 Oct 2008
No
AA1778
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
24 Jun 2005 - 12 Oct 2008
No
AA1778
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
24 Jun 2005 - 12 Oct 2008
No
AA1778
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 May 2005
No
AA1778
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 06 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.