Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, SIU HOI
Chinese Name of Relevant Individual
張兆愷
HKMA Registration Number
AA1779
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2012 - 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2012 - 17 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2007 - 05 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2005 - 20 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2005 - 20 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, SIU HOI
:
Chinese Name of Relevant Individual
張兆愷
:
HKMA Registration Number
AA1779
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1779
CREDIT SUISSE AG
Type 1: dealing in securities
26 Oct 2012 - 17 Oct 2017
No
AA1779
CREDIT SUISSE AG
Type 4: advising on securities
26 Oct 2012 - 17 Oct 2017
No
AA1779
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jun 2007 - 05 Oct 2012
No
AA1779
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
27 Apr 2005 - 20 Jun 2007
No
AA1779
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
27 Apr 2005 - 20 Jun 2007
No
AA1779
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 31 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
