Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, PUI FUN
Chinese Name of Relevant Individual
張佩芬
HKMA Registration Number
AA1782
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNITED OVERSEAS BANK LIMITED
SFC CE number
AAK840
Business Address
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
16 Mar 2016 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2014 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2014 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2014 - 15 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2014 - 15 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2012 - 05 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2012 - 05 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2008 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2008 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2006 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2006 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2005 - 08 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2005 - 08 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, PUI FUN
:
Chinese Name of Relevant Individual
張佩芬
:
HKMA Registration Number
AA1782
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
22 Nov 2022
No
SENIOR VICE PRESIDENT
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
22 Nov 2022
No
SENIOR VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
UNITED OVERSEAS BANK LIMITED
AAK840
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1782
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
Since 22 Nov 2022
No
AA1782
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
Since 22 Nov 2022
No
AA1782
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
16 Mar 2016 - 06 Nov 2022
No
AA1782
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Dec 2014 - 06 Nov 2022
No
AA1782
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
11 Dec 2014 - 06 Nov 2022
No
AA1782
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Aug 2014 - 15 Oct 2014
No
AA1782
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
27 Aug 2014 - 15 Oct 2014
No
AA1782
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2012 - 05 Aug 2014
No
AA1782
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2012 - 05 Aug 2014
No
AA1782
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
31 May 2008 - 31 May 2012
No
AA1782
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
31 May 2008 - 31 May 2012
No
AA1782
CITIBANK, N.A.
Type 1: dealing in securities
17 Jan 2006 - 15 May 2008
No
AA1782
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Jan 2006 - 15 May 2008
No
AA1782
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Nov 2005 - 08 Jan 2006
No
AA1782
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Nov 2005 - 08 Jan 2006
No
AA1782
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Nov 2005 - 08 Jan 2006
No
AA1782
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 14 Sep 2005
No
AA1782
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 14 Sep 2005
No
AA1782
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 Jul 2005
No
AA1782
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 06 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.