Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, SIU CHUNG
Chinese Name of Relevant Individual
鄭少忠
HKMA Registration Number
AA1793
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2012 - 08 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2012 - 08 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2011 - 13 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2011 - 13 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2009 - 19 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2009 - 19 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 10 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 10 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 10 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 10 Jul 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, SIU CHUNG
:
Chinese Name of Relevant Individual
鄭少忠
:
HKMA Registration Number
AA1793
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1793
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
12 Dec 2012 - 08 Aug 2013
No
AA1793
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
12 Dec 2012 - 08 Aug 2013
No
AA1793
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2011 - 13 Sep 2012
No
AA1793
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2011 - 13 Sep 2012
No
AA1793
CREDIT SUISSE AG
Type 1: dealing in securities
30 Jul 2009 - 19 Jun 2011
No
AA1793
CREDIT SUISSE AG
Type 4: advising on securities
30 Jul 2009 - 19 Jun 2011
No
AA1793
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 10 Jul 2009
No
AA1793
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 10 Jul 2009
No
AA1793
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 10 Jul 2009
No
AA1793
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 10 Jul 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.