Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, BO CHU CARMEN
Chinese Name of Relevant Individual
鄭寶珠
HKMA Registration Number
AA1795
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2014 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2014 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2013 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2013 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2011 - 18 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2007 - 18 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Aug 2007 - 18 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2004 - 08 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2003 - 07 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2003 - 07 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, BO CHU CARMEN
:
Chinese Name of Relevant Individual
鄭寶珠
:
HKMA Registration Number
AA1795
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1795
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
11 Sep 2014 - 28 Sep 2018
Yes
AA1795
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
11 Sep 2014 - 28 Sep 2018
Yes
AA1795
WING LUNG BANK LIMITED
Type 1: dealing in securities
17 Oct 2013 - 15 Apr 2014
Yes
AA1795
WING LUNG BANK LIMITED
Type 4: advising on securities
17 Oct 2013 - 15 Apr 2014
Yes
AA1795
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Apr 2011 - 18 May 2013
No
AA1795
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Aug 2007 - 18 May 2013
No
AA1795
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Aug 2007 - 18 May 2013
No
AA1795
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
06 Nov 2004 - 08 Jul 2007
No
AA1795
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2003 - 07 Nov 2004
No
AA1795
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2003 - 07 Nov 2004
No
AA1795
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 28 Aug 2003
No
AA1795
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 28 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.