Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, PEK IAN
Chinese Name of Relevant Individual
鄭碧茵
HKMA Registration Number
AA1796
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2018 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2018 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2018 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2018 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2017 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2007 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 13 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2005 - 13 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2004 - 20 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2004 - 20 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jun 2004 - 20 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 03 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 03 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, PEK IAN
:
Chinese Name of Relevant Individual
鄭碧茵
:
HKMA Registration Number
AA1796
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1796
CITIBANK, N.A.
Type 1: dealing in securities
10 May 2018 - 14 Jun 2024
No
AA1796
CITIBANK, N.A.
Type 4: advising on securities
10 May 2018 - 14 Jun 2024
No
AA1796
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
10 May 2018 - 14 Jun 2024
No
AA1796
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
10 May 2018 - 14 Jun 2024
No
AA1796
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 May 2017 - 09 May 2018
No
AA1796
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Sep 2007 - 09 May 2018
No
AA1796
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 13 Sep 2007
No
AA1796
CITIBANK, N.A.
Type 1: dealing in securities
01 Mar 2005 - 13 Sep 2007
No
AA1796
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Jun 2004 - 20 Feb 2005
No
AA1796
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Jun 2004 - 20 Feb 2005
No
AA1796
DAH SING BANK, LIMITED
Type 7: providing automated trading services
01 Jun 2004 - 20 Feb 2005
No
AA1796
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 03 Jun 2004
No
AA1796
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 03 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.