Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, KAI
Chinese Name of Relevant Individual
陳愷
HKMA Registration Number
AA1802
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2008 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, KAI
:
Chinese Name of Relevant Individual
陳愷
:
HKMA Registration Number
AA1802
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1802
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 30 Jun 2009
No
AA1802
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2008 - 30 Jun 2009
No
AA1802
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 30 Jun 2009
No
AA1802
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 30 Jun 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.