Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAU, JANET CHING MAN
Chinese Name of Relevant Individual

周靜雯
HKMA Registration Number
AA1803
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Nov 2006
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAU, JANET CHING MAN
:
Chinese Name of Relevant Individual
周靜雯
:
HKMA Registration Number
AA1803
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
16 Nov 2006
No
WM CA DESK HEAD
UBS AG
Type 4: advising on securities
13 Feb 2014
No
WM CA DESK HEAD