Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAO, VICTOR TZU-PING
Chinese Name of Relevant Individual
趙治平
HKMA Registration Number
AA1804
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, NORTH ASIA
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, NORTH ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2024 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2024 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2018 - 05 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2018 - 05 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2013 - 22 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2013 - 22 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2007 - 24 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2007 - 24 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 23 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 23 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAO, VICTOR TZU-PING
:
Chinese Name of Relevant Individual
趙治平
:
HKMA Registration Number
AA1804
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Mar 2024
Yes
HEAD OF PRIVATE BANKING, NORTH ASIA
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Mar 2024
Yes
HEAD OF PRIVATE BANKING, NORTH ASIA
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1804
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 03 May 2024
Yes
AA1804
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 03 May 2024
Yes
AA1804
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Mar 2024 - 02 May 2024
No
AA1804
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Mar 2024 - 02 May 2024
No
AA1804
CREDIT SUISSE AG
Type 1: dealing in securities
23 Jan 2018 - 05 Jan 2024
Yes
AA1804
CREDIT SUISSE AG
Type 4: advising on securities
23 Jan 2018 - 05 Jan 2024
Yes
AA1804
CREDIT SUISSE AG
Type 1: dealing in securities
19 Jan 2013 - 22 Jan 2018
No
AA1804
CREDIT SUISSE AG
Type 4: advising on securities
19 Jan 2013 - 22 Jan 2018
No
AA1804
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
11 Oct 2011 - 25 Nov 2012
No
AA1804
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
11 Oct 2011 - 25 Nov 2012
No
AA1804
CITIBANK, N.A.
Type 1: dealing in securities
29 Aug 2007 - 24 Apr 2008
No
AA1804
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Aug 2007 - 24 Apr 2008
No
AA1804
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 23 Aug 2007
No
AA1804
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 23 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.