Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUN MAN RAY
Chinese Name of Relevant Individual
陳潤民
HKMA Registration Number
AA1807
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2017 - 29 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2017 - 29 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2016 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2016 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2012 - 09 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2012 - 09 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2012 - 01 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
06 Feb 2012 - 01 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2005 - 17 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2005 - 17 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2004 - 08 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2004 - 08 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUN MAN RAY
:
Chinese Name of Relevant Individual
陳潤民
:
HKMA Registration Number
AA1807
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1807
CREDIT SUISSE AG
Type 1: dealing in securities
28 Oct 2017 - 29 Jul 2019
No
AA1807
CREDIT SUISSE AG
Type 4: advising on securities
28 Oct 2017 - 29 Jul 2019
No
AA1807
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2016 - 17 May 2017
No
AA1807
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2016 - 17 May 2017
No
AA1807
COUTTS & CO AG
Type 1: dealing in securities
24 Nov 2012 - 09 Jun 2015
No
AA1807
COUTTS & CO AG
Type 4: advising on securities
24 Nov 2012 - 09 Jun 2015
No
AA1807
BANK MORGAN STANLEY AG
Type 1: dealing in securities
06 Feb 2012 - 01 Aug 2012
No
AA1807
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
06 Feb 2012 - 01 Aug 2012
No
AA1807
CREDIT SUISSE AG
Type 1: dealing in securities
21 Jul 2005 - 17 Nov 2010
No
AA1807
CREDIT SUISSE AG
Type 4: advising on securities
21 Jul 2005 - 17 Nov 2010
No
AA1807
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
13 Feb 2004 - 08 Jul 2005
No
AA1807
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
13 Feb 2004 - 08 Jul 2005
No
AA1807
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.