Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WAI LUNG
Chinese Name of Relevant Individual
陳偉龍
HKMA Registration Number
AA1817
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
29 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
29 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 29 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 29 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2022 - 25 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2022 - 25 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2022 - 09 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2022 - 09 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 29 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 29 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2017 - 05 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2017 - 05 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2015 - 27 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WAI LUNG
:
Chinese Name of Relevant Individual
陳偉龍
:
HKMA Registration Number
AA1817
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
29 Oct 2022
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
29 Oct 2022
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
29 Oct 2022
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
29 Oct 2022
No
STAFF OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1817
LGT BANK AG
Type 1: dealing in securities
Since 29 Oct 2022
No
AA1817
LGT BANK AG
Type 2: dealing in futures contracts
Since 29 Oct 2022
No
AA1817
LGT BANK AG
Type 4: advising on securities
Since 29 Oct 2022
No
AA1817
LGT BANK AG
Type 5: advising on futures contracts
Since 29 Oct 2022
No
AA1817
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
19 May 2022 - 25 Oct 2022
No
AA1817
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
19 May 2022 - 25 Oct 2022
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2022 - 09 May 2022
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2022 - 09 May 2022
No
AA1817
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 29 Dec 2021
No
AA1817
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 29 Dec 2021
No
AA1817
BANK OF MONTREAL
Type 1: dealing in securities
25 Jan 2018 - 30 Apr 2021
No
AA1817
BANK OF MONTREAL
Type 4: advising on securities
25 Jan 2018 - 30 Apr 2021
No
AA1817
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
03 Feb 2017 - 05 Apr 2017
No
AA1817
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
03 Feb 2017 - 05 Apr 2017
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2015 - 27 Dec 2016
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Mar 2014 - 27 Dec 2016
No
AA1817
ABN AMRO BANK N.V.
Type 1: dealing in securities
16 Apr 2007 - 30 Sep 2008
No
AA1817
ABN AMRO BANK N.V.
Type 9: asset management
16 Apr 2007 - 30 Sep 2008
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
28 Oct 2004 - 21 Jul 2005
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2003 - 21 Jul 2005
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2003 - 21 Jul 2005
No
AA1817
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
25 Aug 2003 - 26 Oct 2004
No
AA1817
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 16 Apr 2003
No
AA1817
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 16 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.