Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SO KUEN
Chinese Name of Relevant Individual
陳素娟
HKMA Registration Number
AA1820
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jul 2005
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, HEAD OF SERVICES SUPPORT
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jun 2008
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, HEAD OF SERVICES SUPPORT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2005 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2005 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 26 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 26 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SO KUEN
:
Chinese Name of Relevant Individual
陳素娟
:
HKMA Registration Number
AA1820
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2005
No
VICE PRESIDENT, HEAD OF SERVICES SUPPORT
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jun 2008
No
VICE PRESIDENT, HEAD OF SERVICES SUPPORT
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1820
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Jun 2008
No
AA1820
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 09 Jul 2005
No
AA1820
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 07 Jul 2005
No
AA1820
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 07 Jul 2005
No
AA1820
CITIBANK, N.A.
Type 1: dealing in securities
02 Jun 2005 - 06 Jul 2005
No
AA1820
CITIBANK, N.A.
Type 4: advising on securities
02 Jun 2005 - 06 Jul 2005
No
AA1820
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 26 May 2005
No
AA1820
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 26 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.