Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

CHAN, KA HEI CHERIE

Chinese Name of Relevant Individual

陳嘉禧

HKMA Registration Number

AA1823

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

13 Jan 2022 - 13 Feb 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

13 Jan 2022 - 13 Feb 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Nov 2013 - 22 Jan 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Nov 2013 - 22 Jan 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

16 Sep 2006 - 01 Nov 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 4: advising on securities

Effective Period

16 Sep 2006 - 01 Nov 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Oct 2004 - 12 Sep 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 4: advising on securities

Effective Period

11 Oct 2004 - 12 Sep 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 10 Oct 2004

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

CHAN, KA HEI CHERIE

:

Chinese Name of Relevant Individual

陳嘉禧

:

HKMA Registration Number

AA1823

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1823

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

13 Jan 2022 - 13 Feb 2023

No

AA1823

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

13 Jan 2022 - 13 Feb 2023

No

AA1823

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 1: dealing in securities

01 Nov 2013 - 22 Jan 2016

No

AA1823

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 4: advising on securities

01 Nov 2013 - 22 Jan 2016

No

AA1823

HSBC PRIVATE BANK (SUISSE) SA

Type 1: dealing in securities

16 Sep 2006 - 01 Nov 2013

No

AA1823

HSBC PRIVATE BANK (SUISSE) SA

Type 4: advising on securities

16 Sep 2006 - 01 Nov 2013

No

AA1823

HSBC PRIVATE BANK (SUISSE) SA

Type 1: dealing in securities

11 Oct 2004 - 12 Sep 2006

No

AA1823

HSBC PRIVATE BANK (SUISSE) SA

Type 4: advising on securities

11 Oct 2004 - 12 Sep 2006

No

AA1823

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 10 Oct 2004

No