Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KWOK ON CARLSON
Chinese Name of Relevant Individual
陳國安
HKMA Registration Number
AA1832
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Aug 2005 - 30 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
10 Aug 2005 - 30 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2005 - 30 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2005 - 30 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 01 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KWOK ON CARLSON
:
Chinese Name of Relevant Individual
陳國安
:
HKMA Registration Number
AA1832
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1832
FUBON BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Aug 2005 - 30 Dec 2008
No
AA1832
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
10 Aug 2005 - 30 Dec 2008
No
AA1832
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2005 - 30 Dec 2008
No
AA1832
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2005 - 30 Dec 2008
No
AA1832
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 01 Aug 2004
No
AA1832
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 01 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.