Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KWAI YIU LINDA
Chinese Name of Relevant Individual
陳桂瑤
HKMA Registration Number
AA1833
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2012 - 09 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2012 - 09 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2008 - 17 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2008 - 17 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KWAI YIU LINDA
:
Chinese Name of Relevant Individual
陳桂瑤
:
HKMA Registration Number
AA1833
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1833
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Type 1: dealing in securities
08 Aug 2012 - 09 Jan 2014
No
AA1833
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Type 4: advising on securities
08 Aug 2012 - 09 Jan 2014
No
AA1833
CREDIT SUISSE AG
Type 1: dealing in securities
18 Jun 2008 - 17 May 2012
No
AA1833
CREDIT SUISSE AG
Type 4: advising on securities
18 Jun 2008 - 17 May 2012
No
AA1833
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 15 May 2008
No
AA1833
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 15 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.