Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA LAI
Chinese Name of Relevant Individual
陳嘉麗
HKMA Registration Number
AA1838
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 16 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 16 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 16 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 16 Nov 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA LAI
:
Chinese Name of Relevant Individual
陳嘉麗
:
HKMA Registration Number
AA1838
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1838
CITIBANK, N.A.
Type 1: dealing in securities
28 Jan 2022 - 21 Mar 2023
No
AA1838
CITIBANK, N.A.
Type 4: advising on securities
28 Jan 2022 - 21 Mar 2023
No
AA1838
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Jan 2022 - 21 Mar 2023
No
AA1838
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Jan 2022 - 21 Mar 2023
No
AA1838
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 16 Nov 2009
No
AA1838
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 16 Nov 2009
No
AA1838
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 16 Nov 2009
No
AA1838
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 16 Nov 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.